SAN FRANCISCO, CA, UNITED STATES, September 15, 2026 /EINPresswire.com/ — SalesFocus Solutions (SFS), a prominent fintech firm delivering Distribution Intelligence, Reporting, and 22c-2 Compliance solutions for the asset management sector, has announced plans to host a complimentary webinar on September 23rd. The event will highlight its latest MARS 22c-2 Compliance Management and Monitoring solution, built to help asset managers simplify and automate adherence to SEC Rule 22c-2, enhance visibility and oversight, lessen the strain on internal teams, and establish a more streamlined and scalable compliance framework.
“For numerous asset managers, Rule 22c-2 compliance continues to be a complicated and resource-heavy undertaking, frequently requiring teams to handle data scattered across various intermediaries, systems, and processes,” remarked Nicole Callies, Director of Sales and Account Management at SFS. “Such disjointed workflows can heighten operational exposure, drain valuable internal resources, and complicate the consistent tracking, examination, documentation, and reporting of compliance activities.”
“Our MARS 22c-2 Compliance Management application, paired with our optional comprehensive monitoring services, is engineered to substantially ease that load,” Callies added. “MARS enables firms to automate and consolidate the compliance process while delivering enhanced transparency, governance, and adaptability. We are thrilled to offer a free webinar on September 23 to illustrate how asset managers can boost the effectiveness of their Rule 22c-2 compliance initiatives while potentially cutting the resources and expenses tied to managing their responsibilities.”
SFS acknowledges that each asset manager functions differently. Distribution structures, product lines, intermediary connections, channels, regional operations, risk profiles, and compliance mandates can differ widely across organizations. Instead of forcing asset managers into a rigid, uniform compliance framework, MARS is designed to accommodate each firm’s unique business rules, prospectus stipulations, operational workflows, and compliance protocols.
The MARS 22c-2 Compliance Management and Monitoring solution assists asset managers in:
• Minimizing the internal staff and time needed to handle Rule 22c-2 compliance.
• Overseeing shareholder activity through adaptable risk- and event-based parameters customized to each firm’s specific prospectus and compliance needs.
• Bringing together and tracking data from various intermediary and omnibus sources within a single centralized compliance platform.
• Automatically detecting and flagging potentially non-compliant shareholder transactions for deeper review.
• Investigating and verifying flagged trades to separate legitimate actions from possible breaches and cut down on false alarms.
• Handling exceptions via an integrated workflow that records alerts, blocks, assessments, resolutions, and associated evidence.
• Coordinating with intermediaries to secure additional details when further analysis or clarification is necessary.
• Keeping thorough activity and audit logs that capture the detection, examination, status, and resolution of flagged items.
• Supporting management, regulatory, compliance, and board reporting with full documentation and clear insight into the compliance workflow.
At the webinar, SFS will showcase how asset managers can simplify routine compliance tasks, cut down on manual efforts, strengthen oversight, and adopt a full-service monitoring approach to reduce the workload on internal personnel.
For more information on the MARS 22c-2 Compliance Management and Monitoring solution or to sign up for the free September 23 webinar, reach out to Nicole Callies, Director of Sales and Account Management, at 414.795.6956 or ncallies@sfsmars.com.
Nicole Callies
SalesFocus Solutions
+1 414-795-6956
email us here
